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Compliance Officer-Maternity Cover

IRS, Crewe, Cheshire

Job id:
LJA-68184799
Published:
23-11-2018
Expires:
23-12-2018
Job type:
Full-time
Job sector:
Finance & Accounting, Banking & Investments, Insurance
Job id:
LJA-68184799
Published:
23-11-2018
Job type:
Full-time
Expires:
23-12-2018

Our client is looking to recruit a Compliance Officer to cover maternity leave in Crewe. As a Compliance Officer you will work within their Compliance department for day to day monitoring and reporting on compliance issues. Providing support to the Head of Compliance in collating and presenting monthly reports and acting as a point of contact with the rest of the business and the compliance department. The Ideal candidate must have the following skills: • Excellent written and verbal communication skills • Experience in insurance or other regulated industry • A CII Certificate or higher qualification • Understanding of FCA rules specifically: the high-level standards and, ICOBS, COBS, DISP, CONC • Strong organizational skills and attention to detail. Main Duties and Responsibilities: • Drafting and reviewing policy documents • Reviewing and signing off financial promotions • Providing first line advice and guidance on general compliance issues to the operational department • Assisting in compiling and presenting compliance MI • Reviewing outcomes of internal audit • Document control, review of draft external communications • Research and support for new products and projects • Assisting with preparation for external audit • Assisting the Head of Compliance on a day to day basis. • Reviewing and signing off Complaint final response letters. • Occasional support in complaint handling where resource requires it. Hours / Benefits Hours/Shifts – 40 hours per week between 8am and 6pm Monday to Friday Salary – Up to £32,000 dependant upon experience How to apply: To apply for this role please forward your CV in confidence quoting reference 1810-24DD. Due to the high volume of applications that we receive, if you do not hear from us within 7 days unfortunately your application has been unsuccessful, This job was originally posted as www.totaljobs.com/job/83821777

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